The SEC Is Discussing A Single Fiduciary Standard, Again!
Jeff Nash2017-12-13T17:18:08-05:00Both RIAs and Broker/Dealers will have the same fiduciary standard when selling investments or making recommendations to clients. This issue dates back to 2010 when Dodd/Frank officially became a law. For those of you who aren't tracking the status of Dodd/Frank, within Dodd/Frank there is a provision for the SEC to develop a single fiduciary standard for [...]