Navigating the Maze

Our Broker Dealer Search Process

Often advisors choose a new Broker/Dealer too hastily. Their ability to evaluate the available choices is limited as they don’t have the experience to know what questions to ask. Lack of information can lead to making bad choices. There is typical funneling process that advisors go through to narrow down the firm they select. However, the first step of the funnel is often overlooked, and it can be one of the most important parts of the process.