Wealth Solutions Report Recruiting Roundtable


Recruiting Roundtable: All Eyes on Super-OSJ and Hybrid RIA Groups for Q4 and Beyond Advisor Moves Leaders Across Hybrid RIA and Super OSJ Groups Affiliated with Commonwealth, Cambridge and Advisor Group Discuss Q4 Recruiting Trends and What’s Ahead By Jeff Nash October 28, 2021 https://wealthsolutionsreport.com/2021/10/28/recruiting-roundtable-all-eyes-on-super-osj-and-hybrid-ria-groups-for-q4-and-beyond-advisor-moves/ As the country has slowly and gradually emerged from the worst stages of the COVID pandemic, financial advisors are continuing to make moves – between firms, from one business model to another, into or out of the industry entirely. Against this backdrop, independent financial advisor groups – including hybrid RIA firms as well as Super-OSJ groups – remain as relevant as ever to the independent wealth management channel. After all, each financial advisor transition involves some uncertainty on the part of the advisor making the move – How much personalized support will I get once I’ve made the transition?  How much help will I need in [...]

Wealth Solutions Report Recruiting Roundtable2022-01-24T16:25:49-05:00

Wirehouse vs Banks vs Independent RIA/Broker-Dealer: Which is Right for You?


Some industries offer clear career paths. You start with an entry-level position, move up the corporate ladder, advance to executive management if you’re qualified, and then retire with a nice pension or 401(k) plan. That is not the typical career path of a financial advisor. Financial advisors have multiple employment options, from the moment they enter the field until the time they either retire or sell their practice. During that journey, FAs sometimes choose to change their business model. In today’s article, we’ll consider the following career paths for advisors: Wirehouses Banks Independent RIAs Broker Dealers These are in no particular order, because every advisor situation is different. Choices are dictated by circumstances. As the advisory world evolves, certain business models may lose their allure. To ensure profitability and retain clients, you might need to make a move. We hope this guide helps you find the right fit for you. [...]

Wirehouse vs Banks vs Independent RIA/Broker-Dealer: Which is Right for You?2021-10-26T08:41:56-04:00
Go to Top