Broker/Dealer Evaluation Services

Finding the right Broker/Dealer can be time-consuming and complex. At Bridgemark Strategies, we have experience working with both financial institutions and financial advisors performing comprehensive Broker/Dealer evaluations. We leverage our experience to synchronize and prioritize the needs and wants of the financial institution with that of the financial advisor, narrowing down a list of potential Broker/Dealer partners. We then assist you in performing the required due diligence on the selected Broker/Dealers to select a best fit partner.

Contact Us

How Can We Help?

Whether you’ve been in business for years or you’re doing this for the first time, Bridgemark Strategies can help you with Broker/Dealer evaluations. Our financial institutions consulting team has the knowledge and experience to find you the right match. A sample list of areas we can evaluate include:

  • Technology
  • Service and Support
  • Platforms
  • Compliance support and requirements
  • Payout

We can also help you choose between practice management or standard broker dealer services and can help you understand the benefits and drawbacks of hybrid models.