Broker/Dealer Evaluation Services

Finding the right Broker/Dealer can be time-consuming and complex. At Bridgemark Strategies, we have experience working with both financial institutions and financial advisors performing comprehensive Broker/Dealer evaluations. We leverage our experience to synchronize and prioritize the needs and wants of the financial institution with that of the financial advisor, narrowing down a list of potential Broker/Dealer partners. We then assist you in performing the required due diligence on the selected Broker/Dealers to select a best fit partner.

How Can We Help?

Whether you’ve been in business for years or you’re doing this for the first time, Bridgemark Strategies can help you with Broker/Dealer evaluations. Our financial institutions consulting team has the knowledge and experience to find you the right match. A sample list of areas we can evaluate include:

  • Technology
  • Service and Support
  • Platforms
  • Compliance support and requirements
  • Payout

We can also help you choose between practice management or standard broker dealer services and can help you understand the benefits and drawbacks of hybrid models.